Michelle-Lee is the Chief Compliance Officer at CohnReznick Capital. She is responsible for overseeing regulatory compliance for the firm.
Michelle-Lee is a seasoned compliance professional with over a decade of experience working alongside registered representatives and financial industry professionals to mitigate financial, regulatory and legal risks. Prior to joining CohnReznick Capital, Michelle-Lee was the Director of Compliance and AML Specialist for Maxim Group LLC, a full-service investment bank, securities and wealth management firm. While there, she helped to establish the compliance function for the firm’s retail, institutional research and investment banking units.
Michelle-Lee currently holds multiple FINRA licenses, including the 7, 63, 24, and 65. She received her M.B.A. at St. John’s University and her B.S. in Psychology from St. Joseph’s College.